Sullivan Wolf Kailus LLC

Service Provider

Sullivan Wolf Kailus LLC

Sullivan Wolf Kailus LLC (SWK) is a boutique law firm comprised of former Big Law attorneys. SWK provides and/or advises on:

  • Outside general counsel services
  • Alternative investments, including hedge funds, private equity funds, and start-ups
  • FinTech, including digital assets, smart contracts, and blockchain technology
  • Proprietary and high frequency trading, including related technologies
  • Investment platforms and crowdfunding
  • International transactions
  • Financial industry regulatory and compliance
  • Director services

 

The SWK founders have 40 years of collective legal experience. We’ve also co-founded a FinTech start-up and worked in alternative investment sales. We’ve spent years on trading desks and exchange floors. We’ve worked in hedge fund back-offices and side-by-side with operational teams. We’ve structured global transactions in places like Shanghai, Hong Kong, Seoul, Frankfurt, London, Amsterdam, Cayman Islands, Bermuda, Brazil, and Nicaragua. We’ve received a patent from the USPTO. We’ve obtained approval for a Securities and Exchange Commission rule change that included extensive cooperation with leading U.S. options exchanges. And we’re certified by the City of Chicago as a women-owned business enterprise. We’re entrepreneurs and love to work with growing businesses, and are not afraid to provide practical advice or help analyze business risk. We provide a comprehensive, customized, and high-touch legal solution at reasonable rates. We offer flexible, alternative billing structures. We keep our standards high and our overhead low so we can save our clients money.

 

Typical SWK services include:

  • Advising on efficient structures and business considerations for new and existing products and partnerships, including drafting term sheets
  • General contract drafting, negotiating, and review
  • Drafting, reviewing, and negotiating fund formation documents, including side letters
  • Preparing offering document updates and supplements, subscription agreement updates, investor circulars, and consent forms
  • Negotiating and reviewing trading agreements, including prime broker and executing broker documents
  • Researching and analyzing legal issues related to emerging technologies like digital assets and blockchain technology
  • Drafting and negotiating operating agreements and founders agreements
  • Preparing corporate documents and certificates
  • Reviewing marketing pieces, sales materials, and client communications
  • Negotiating credit facilities
  • Drafting and negotiating consulting agreements, development agreements, selling agreements, and other third-party agreements
  • Preparing regulatory response letters
  • Assisting with regulatory filings and exchange membership applications
  • Providing director services, including drafting board minutes and resolutions
  • Summarizing LPAs / LLC agreements, side letters, investment guidelines, and managed account terms into easy-to-use tracking and monitoring tools